InvestGlass is built to help you streamline suitability and appropriateness rules. 

Step 1
You can find suitability and appropriateness rules on the KYC page on the client's tab of the Company page. They include for example clients' knowledge and professional experience of the marketed product or service, their ability for loss, risk tolerance...). 

Step 2
Import your compliant securities list from the Company page.

Step 3
During the pre advice process, InvestGlass takes in account the suitability and appropriateness rules to generate investment proposals and pre advice for you. InvestGlass also tells you when your portfolio or securities are not suitable or not appropriate according to these suitability and appropriate rules for MIFID2. 

Watch

Did this answer your question?