InvestGlass is built to help you streamline suitability and appropriateness rules. 

Step 1
You can find suitability and appropriateness rules on the KYC page on the client's tab of the Company page. They include for example clients' knowledge and professional experience of the marketed product or service, their ability for loss, risk tolerance...). 

Step 1
Import your compliant securities list from the Company page.


Step 2 

Fill contact KYC data click on Edit KYC and then save. 

Step 3

Create a strategy or model portfolio. Model portfolio is only available in the Advisor mode


Step 4

If you are managing a portfolio make sure this portfolio is connected to a compliance list and strategy or model. 


For a single security 

Into a portfolio

Before trade ticket

Please watch this video

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