You can setup Compliance Officer from InvestGlass Company / Employees. We suggest the following day to day routine :

Where to start?

Master Admin sets User role to Compliance Officer

  1. Go to My Account
  2. Go to Company
  3. Go to Employees 
  4. Click on option button for one employee 
  5. Set Role to Compliance Officer 
  6. Click Save

The relationship manager from his side can upload documents and ask for a compliance check. Compliance officer will receive a notification via email.

Compliance Officer access from each Contact CRM page to a Compliance board. Here the compliance officer can change business relationship status. The compliance officer will send notifications to the relationship manager each time the status or notes are updated. Click on Update to send a notification via email.

When relation is accepted you will see a green handshake logo : 

Please note that compliance officer will have access from the navigation top menu to a special function called Compliance where they can monitor account opening progress.

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